UK fines Goldman Sachs $45 million over transaction reporting failure

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The failures, including 9.5 million transactions that weren't reported at all, were violations of the Markets in Financial Instruments Directives, or MiFID.

The failures, including 9.5 million transactions that weren't reported at all, were violations of the Markets in Financial Instruments Directives, or MiFID. https://ift.tt/2YviKed March 28, 2019 at 03:03AM

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